UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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ITEM 5.02 | DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. |
On August 1, 2022, Lien Escalona resigned as the Chief Financial Officer of Alzamend Neuro, Inc. (the “Company”), effective immediately. On August 5, 2022, the Company appointed David J. Katzoff, who has been serving as the Company’s Chief Operating Officer, as its new Chief Financial Officer.
Mr. Katzoff joined the Company on a part-time basis in November 2019, serving as the Senior Vice President of Operations from November 2019 to December 2020, and served as Chief Operating Officer between December 2020 and August 2022. Since January 2019, Mr. Katzoff has served as Senior Vice President of Finance of BitNile Holdings, Inc., a publicly traded diversified holding company focused primarily on the digital mining, investment, defense/aerospace, industrial, automotive, medical/biopharma and textile industries. Since December 2021, Mr. Katzoff has served as the Chief Financial Officer of Imperalis Holding Corp., a publicly listed company. Since February 2021, Mr. Katzoff has served as the Vice President of Finance of Ault Disruptive Technologies Corporation, a publicly traded special purpose acquisition company. From 2015 to 2018, Mr. Katzoff served as Chief Financial Officer of Lumina Media, LLC, a privately-held media company and publisher of life-style publications. From 2003 to 2017, Mr. Katzoff served a Vice President of Finance of Local Corporation, a publicly held local search company. Mr. Katzoff received a B.S. degree in Business Management from the University of California at Davis.
There are no family relationships between Mr. Katzoff and any other director or executive officer.
There were no arrangements or understandings between the Company or any other person and Mr. Katzoff pursuant to his appointment and no disclosure is required under Item 404(a) of Regulation S-K.
Mr. Katzoff does not have an employment agreement with the Company and, presently, no changes are being made to Mr. Katzoff’s compensation.
ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
(d) | Exhibits: |
Exhibit No. | Description | |
101 | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ALZAMEND NEURO, INC. | ||
Dated: August 5, 2022 | /s/ Henry Nisser | |
Henry Nisser | ||
Executive Vice President and General Counsel |
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